Areas of Expertise
• Risk Audit/Risk Assessment ... Provides clients a comprehensive risk assessment that highlights the major risks present in the company's current business propcess.
• Risk Analytics ... Is utilized to zero in on potential risk and provide detailed risk analytics. The numbers provided by NAPA in the risk analytics portion include, but are not limited to, risk analysis around liquidity exposures, potential fraud indicators, loss statistics, and risk decompositions.
• Sophisticated Insights & Recommendations ... As a result of the risk assessment and analytics, NAPA provides clients with sophisticated insights that take into account the specific company's risk profile. Based on these insights, NAPA provides recommendations on the best course of action to follow in order to minimize current and future risk.
• Due Diligence ... NAPA can provide due diligence support and resources during the due diligence process when considering a new product offering, business line or business relationship.
Areas of Expertise
• Review for/of Suspicious Activity ... If suspicious activity is uncovered during the auditor's review, NAPA will review closely to determine the appropriate risk mitigation control.
• Counter-Party Risk ... NAPA provides clients with the capability to verify and review risks associated with counterparties.
• Risk Reporting ... NAPA provides comprehensive risk reporting tools and exception reports. Such reports can help to identify irregular trading, licensing violations, insider trading and other inappropriate activity. These reports include the findings ofthe risk assessment, risk analytics, and detailingof the insights and recommendations to be implemented to minimize risk. These reports also serve to provide documentation as evidence of supervision.
Contact attorney Richard M. Nummi at 813-727-3673 or email info@nummilaw.com for a complimentary consultation.
